罰單直指"承諾保本收益""未落實(shí)投資者適當(dāng)性管理"等典型問(wèn)題。這些看似技術(shù)性違規(guī)的背后，是機(jī)構(gòu)將銷(xiāo)售規(guī)模置于客戶(hù)權(quán)益之上的扭曲價(jià)值觀。監(jiān)管警示絕非偶然。從穿透式檢查...
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